Wells Fargo revealed that it was once again under investigation, this time by the Securities and Exchange Commission (SEC). The investigation relates to advisory account cash sweep options ...
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This article originally appeared on USA TODAY: Bank of America, Wells Fargo are under investigation for handling of customers ...
Virginia Attorney General Jason Miyares announced the conclusion of an investigation into Wells Fargo & Company following the ...
A group of states led by Tennessee said it ended its investigation into Wells Fargo & Co.’s climate efforts after the lender ...
The investigation ... he was an "associated person" under its bylaws because he was engaged in securities business and directly or indirectly controlled by Wells Fargo Clearing Services, according ...
Fake accounts. Executives who only wanted to hear good news. Tens of billions of dollars in damage. As the bank’s chief security officer, Michael Bacon spent years raising concerns about rampant sales ...
NEW YORK (Reuters) -Investors and analysts are more hopeful the asset cap on Wells Fargo will be lifted this year after the ...
Jarrett Thomas agreed to a $7,500 fine and a 45-day suspension following an investigation by Finra ... The client’s two Wells Fargo accounts were held in the name of her living trust, with ...
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